סקירה כללית
Role Responsibilities: * Manage compliance risks, including identification, analysis, monitoring, and providing recommendations to address regulatory risks. * Develop, implement, and maintain compliance policies and procedures in accordance with capital market regulations, securities laws, and stock exchange rules. This includes developing, implementing, and enforcing the company’s compliance program. * Oversee the company’s ongoing compliance with regulatory requirements, including those of the Israel Securities Authority (ISA), the Tel Aviv Stock Exchange (TASE), and other regulators. * Develop and implement control and monitoring mechanisms to ensure company-wide compliance, lead internal supervision and control processes, and conduct ongoing checks, periodic reviews, and follow-ups on corrective actions. * Manage ongoing relationships with regulatory bodies, prepare and submit periodic and ad hoc reports to relevant regulators, and participate in meetings and external audits (including internal audit and regulatory inspections). * Provide compliance guidance on new business transactions, products, and processes, ensuring regulatory adherence and mitigating legal exposures. * Draft legal opinions and compliance-related memoranda. * Lead training sessions and promote a compliance-oriented culture throughout the organization. * Contribute to the formulation of the company’s internal enforcement policy, including identifying and addressing compliance violations or improper conduct. Requirements: * At least 5 years of proven experience in a similar compliance role within the capital markets, investment houses, portfolio management companies, or mutual funds – mandatory. * In-depth knowledge of regulatory requirements of the Israel Securities Authority, Anti-Money Laundering Law, and other capital market legislation – mandatory. * Familiarity with the Tel Aviv Stock Exchange regulations – an advantage. * Academic degree in Law, Economics, Accounting, or Business Administration – mandatory; advantage for licensed attorney or CPA. * Experience working with regulators, including reporting, audits, and preparation for regulatory reviews – mandatory. * Proven experience in drafting procedures, opinions, internal reports, and implementing organizational policies – mandatory. * Experience working with a board of directors and senior management. * High proficiency in Hebrew and English (reading, writing, and speaking) – mandatory. Personal Skills: * High integrity and professional ethics. * Excellent interpersonal communication skills. * Strong written and verbal communication abilities. * Accuracy, attention to detail, and a structured approach to risk management. * Ability to perform under pressure and in a dynamic environment.
דרישות המשרה
* Manage compliance risks, including identification, analysis, monitoring, and providing recommendations to address regulatory risks. * Develop, implement, and maintain compliance policies and procedures in accordance with capital market regulations, securities laws, and stock exchange rules. This includes developing, implementing, and enforcing the company’s compliance program. * Oversee the comp
